Search

Editors

Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in Wells Notice (8)

Thursday
Feb092017

DOJ ends Cobalt International bribery probe

Cobalt International Energy, Inc. said Thursday the U.S. Justice Department has closed its FCPA investigation into the company's operations in Angola.

Click to read more ...

Wednesday
May042016

Och-Ziff reserves $200 million for FCPA settlement, says bigger penalties ‘probable’

Och-Ziff Capital Management Group LLC said Tuesday it has reserved $200 million for a settlement of Foreign Corrupt Practices Act offenses arising from alleged bribes in Libya.

Click to read more ...

Monday
Feb222016

SEC staff recommends FCPA enforcement action against Oreo maker Mondelēz International

Mondelēz International, Inc. said in a securities filing Friday that it received a Wells notice from the SEC in connection with operations in India and a factory there it bought from Cadbury.

Click to read more ...

Tuesday
Aug182015

BNY Mellon pays $15 million in FCPA settlement for internship hiring practices

The Securities and Exchange Commission Tuesday said BNY Mellon agreed to pay $14.8 million to settle charges that it violated the Foreign Corrupt Practices Act by providing valuable student internships to family members of foreign government officials affiliated with a Middle Eastern sovereign wealth fund.

Click to read more ...

Tuesday
May192015

New SEC subpoena asks if BNY Mellon hired government officials

In a securities filing this month, Bank of New York Mellon Corp. said it received a subpoena from the SEC asking about job offers to government officials and internships awarded to their family members.

Click to read more ...

Thursday
Jan292015

Cobalt receives SEC declination for Angola investigation

Here's a statement that Cobalt released Wednesday:

Click to read more ...

Thursday
Aug072014

SEC staff recommends FCPA enforcement against Cobalt

Image courtesy of Cobalt International EnergyCobalt International Energy Inc. said Tuesday it received a "Wells Notice" in connection with the SEC's investigation of its operations in Angola and potential liabilities under the Foreign Corrupt Practices Act.

Click to read more ...

Thursday
Apr242014

SEC recommends action against Qualcomm

Qualcomm Inc, the world’s biggest mobile chipmaker, could face a FCPA enforcement action over alleged bribery to officials in China’s state-owned firms, the company disclosed in an SEC filing Wednesday.

Click to read more ...