Search

Editors

Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


Connect
FCPA Blog Daily News

Entries in UBS (8)

Wednesday
Aug052015

After first Libor trial, UK jails convicted trader 14 years

The first defendant to go on trial in the UK as part of the Serious Fraud Office's criminal investigation into the manipulation of Libor was convicted and sentenced Monday at Southwark Crown Court.

Click to read more ...

Tuesday
May192015

New SEC subpoena asks if BNY Mellon hired government officials

In a securities filing this month, Bank of New York Mellon Corp. said it received a subpoena from the SEC asking about job offers to government officials and internships awarded to their family members.

Click to read more ...

Wednesday
Jan282015

SEC recommends FCPA charges against BNY Mellon for sovereign wealth fund practices

Bank of New York Mellon Corp. said the SEC has recommended an enforcement action for possible FCPA violations related to the bank's dealings with sovereign wealth funds.

Click to read more ...

Wednesday
Oct222014

Whistleblower RBS escapes $140 million in new EC fines for Libor cartel 

Royal Bank of Scotland received immunity from a €110 million ($146 million) fine after telling the European Commission’s competition watchdog it had tried to fix Swiss franc interest rates with JP Morgan.

Click to read more ...

Monday
Apr212014

China Resources chairman fired in graft scandal

Song Lin, the chairman of state-controlled China Resources, was fired Sunday for "suspected serious violations of discipline and law violations."

Click to read more ...

Monday
Jan272014

B20 Task Force: Is it time for an international mechanism for resolving disputes?

The B20 Task Force on Improving Transparency and Anti-Corruption's latest report is out, and the former director of the UK's Serious Fraud Office told me that there has been some notable changes of detail in it.

Click to read more ...

Wednesday
Jan222014

Report details use of secretive offshore companies by China's elite

Family members of China's current and prior political leaders are using secret, offshore companies to help hide their wealth in tax havens, a new report says. And some well-known banks and accounting firms have played a significant role in helping them do it.

Click to read more ...

Monday
Nov042013

We love the rogue trader, until rogue means money lost

Look closely at traders who are performing significantly above their peers or the market. They have been trading outside of the risk criteria of their employers for a while, most likely. They are making money, so the behavior is tolerated and even rewarded. It's only when they bet the wrong way on the market and finally lose money that they suddenly become "rogue traders."

Click to read more ...