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Jessica Tillipman Senior Editor

Michael Scher
Senior Editor

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Eric Carlson Contributing Editor

Michael Kuria Contributing Editor

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Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

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Entries in Travel Act (31)

Thursday
Dec182014

Two more brokerage execs plead guilty for $5 million Venezuela bank bribes

The former chief executive officer and an ex-managing director of U.S. broker-dealer Direct Access Partners LLC pleaded guilty Wednesday to bribing an official of a state-owned Venezuelan bank in exchange for bond trading business.

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Monday
Apr142014

Two more Direct Access execs charged in Venezuela bank bribery

The former chief executive officer of Direct Access Partners LLC and a former partner at the brokerage firm were charged in federal court in New York Monday for bribery involving Venezuela’s state bank.

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Tuesday
Nov192013

Venezuela state banker admits taking bribes from U.S. broker

A former vice president from Venezuela's state economic development bank pleaded guilty Monday and agreed to cooperate with prosecutors investigating a massive bribery and fraud scheme by a U.S. broker.

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Friday
Aug302013

Third guilty plea in broker-dealer case

The DOJ said Friday another broker from Direct Access Partners pleaded guilty to bribing foreign officials in Venezuela in exchange for bond trading work.

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Thursday
Aug292013

Two brokerage execs plead guilty for Venezuela bribes

Two executives of an SEC-register broker-dealer pleaded guilty Thursday to bribing an official of a state-owned Venezuelan bank in exchange for bond trading business.

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Wednesday
Jun122013

Brokerage boss charged in Venezuela kick back scheme

The DOJ Wednesday arrested the former head of the Miami office of brokerage firm Direct Access Partners for conspiracy to bribe an officer at a state-owned Venezuela bank in exchange for bond trading business.

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Wednesday
May082013

Two traders and a bank official charged for Venezuela bribes

Two brokers affiliated with a New York firm were charged in federal court with paying at least $5 million in bribes to an official at a state-owned Venezuelan bank to win bond trading work.

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Friday
Nov092012

Light sentences for Stuart and Rose Carson

The former CEO of Control Components Inc. was sentenced to four months in prison yesterday and ordered to pay a $20,000 fine.

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Thursday
Sep132012

Home confinement ordered for 'unhealthy' Cosgrove

The former director of worldwide sales for Control Components Inc. was sentenced Thursday to 13 months home confinement and fined $20,000 for bribing Chinese officials.

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Friday
Jun152012

CCI's Edmonds Pleads Guilty

David Edmonds is the seventh former CCI executive to plead guilty to FCPA charges.

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