Alere Inc said in an SEC filing Tuesday that it received a grand jury subpoena from the DOJ for documents relating to its sales practices in Africa, Asia, and Latin America.
Entries in Subpoena (17)
Two China units of Massachusetts software company PTC Inc. entered into a non-prosecution agreement and paid a $14.5 million criminal penalty Tuesday to resolve a DOJ investigation into payments for recreational travel by Chinese government officials that violated the Foreign Corrupt Practices Act.
Technology firm PTC Inc. said in a securities filing Monday it has reserved $28.2 million for a possible settlement with the DOJ and SEC of apparent FCPA offenses in China.
Alexion Pharmaceuticals Inc. said in a securities filing that the Justice Department is now investigating the company's grant-making activities and its compliance with the Foreign Corrupt Practices Act.
Kinross Gold Corp. said in a statement Friday that it is under investigation for corruption in West Africa by the U.S. Securities and Exchange Commission and the Justice Department.
NCR Corp. said last week it was "informed by the staff of the Securities and Exchange Commission that it does not intend to recommend an enforcement action."
Texas-based Flowserve Corporation said in a securities filing Thursday that it recently received a subpoena from the SEC in an investigation of possible violations of the FCPA.
Smith & Wesson said the DOJ has ended its FCPA investigation of the company and won't bring criminal charges, and that a civil settlement with the SEC is close.
Brazilian aircraft maker Embraer SA said last week its four-year FCPA investigation is still ongoing and the company can't predict the outcome.
Tullow Oil declared force majeure on its offshore exploration block in Guinea following the disclosure that its partner, U.S.-based Hyperdynamics Corporation, is under investigation by the DOJ and SEC for possible violations of the Foreign Corrupt Practices Act.
Here's the latest FCPA disclosure from oil field services firm Halliburton Company from its Form 10-K filed with the SEC on February 7:
Here's what ATM-maker NCR Corporation said in its SEC filing (Form 8-K) this month about ongoing FCPA and OFAC investigations: