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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

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FCPA Blog Daily News

Entries in Subpoena (17)

Wednesday
Mar162016

Alere discloses DOJ subpoena in foreign bribery probe

Alere Inc said in an SEC filing Tuesday that it received a grand jury subpoena from the DOJ for documents relating to its sales practices in Africa, Asia, and Latin America.

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Tuesday
Feb162016

PTC pays $28 million to resolve China FCPA offenses  

Two China units of Massachusetts software company PTC Inc. entered into a non-prosecution agreement and paid a $14.5 million criminal penalty Tuesday to resolve a DOJ investigation into payments for recreational travel by Chinese government officials that violated the Foreign Corrupt Practices Act.

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Thursday
Nov262015

PTC ups reserve for FCPA settlement to $28.2 million

Technology firm PTC Inc. said in a securities filing Monday it has reserved $28.2 million for a possible settlement with the DOJ and SEC of apparent FCPA offenses in China.

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Monday
Nov092015

DOJ joins Alexion FCPA investigation

Image courtesy of AlexionAlexion Pharmaceuticals Inc. said in a securities filing that the Justice Department is now investigating the company's grant-making activities and its compliance with the Foreign Corrupt Practices Act.

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Saturday
Oct032015

Canada gold miner under DOJ and SEC investigation for West Africa payments

Image courtesy of KinrossKinross Gold Corp. said in a statement Friday that it is under investigation for corruption in West Africa by the U.S. Securities and Exchange Commission and the Justice Department.

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Thursday
Aug062015

NCR: SEC declination three years after whistleblower complaint

NCR Corp. said last week it was "informed by the staff of the Securities and Exchange Commission that it does not intend to recommend an enforcement action."

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Tuesday
Aug042015

SEC subpoena for Flowserve in bribery investigation

Image courtesy of FlowserveTexas-based Flowserve Corporation said in a securities filing Thursday that it recently received a subpoena from the SEC in an investigation of possible violations of the FCPA.

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Monday
Jun232014

DOJ declination for Smith & Wesson, SEC settlement ‘close’

Smith & Wesson said the DOJ has ended its FCPA investigation of the company and won't bring criminal charges, and that a civil settlement with the SEC is close.

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Monday
May052014

Embraer updates FCPA disclosure

Image courtesy of Embraer SABrazilian aircraft maker Embraer SA said last week its four-year FCPA investigation is still ongoing and the company can't predict the outcome.

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Thursday
Mar132014

UK oil firm declares ‘corruption force majeure’ in Guinea because of FCPA probe

Image courtesy of Tullow OilTullow Oil declared force majeure on its offshore exploration block in Guinea following the disclosure that its partner, U.S.-based Hyperdynamics Corporation, is under investigation by the DOJ and SEC for possible violations of the Foreign Corrupt Practices Act.

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Wednesday
Feb122014

Feds continue Halliburton Angola, Iraq investigations

Here's the latest FCPA disclosure from oil field services firm Halliburton Company from its Form 10-K filed with the SEC on February 7:

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Tuesday
Dec172013

NCR posts investigation update

Image courtesy of NCR CorporationHere's what ATM-maker NCR Corporation said in its SEC filing (Form 8-K) this month about ongoing FCPA and OFAC investigations:

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