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Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

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Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

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Entries in Securities Fraud (4)

Thursday
Feb122015

Diamond Foods ex-CFO pays $125,000 to settle SEC accounting fraud charges

The Securities and Exchange Commission said Friday a federal court in Northern California approved a settlement with Steven Neil, the former chief financial officer of Diamond Foods, Inc. 

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Tuesday
Nov042014

Former Columbia B-school adjunct prof busted for alleged $3 million fraud

A former adjunct professor at the Columbia Business School and the co-founder, chief executive, and principal owner of a software company was arrested Friday on securities and wire fraud charges for an alleged scheme to defraud about 30 investors of $3 million dollars.

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Monday
Nov052012

China companies grow skittish about U.S. listings

Chinese companies that listed securities on U.S. stock exchanges have been hit hard by shareholder actions.

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Wednesday
Sep052012

Six Lessons from the SEC's First Whistleblower Reward

It's not an FCPA case.

But it is the first bounty paid to a whistleblower by the SEC under the 2010 Dodd-Frank Act.

Click to read more ...