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Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

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Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

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Entries in SEC Inspector General (1)

Wednesday
Jan222014

Some SEC employees hold banned stock, trigger ethics review

SEC attorneys are reviewing the stock holdings of about 3,400 agency employees after some staff in the New York office were found to own securities prohibited by the SEC's ethics rules.

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