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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


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Entries in Retaiiation (3)

Tuesday
Dec272016

SandRidge Energy penalized $1.4 million for firing and impeding whistleblower

By AuthorRichard L. Cassin | DateTuesday, December 27, 2016 at 7:28AM

An Oklahoma-based oil-and-gas company that allegedly retaliated against an internal whistleblower and used illegal separation agreements agreed to pay the SEC a $1.4 million penalty.

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Wednesday
May212014

CFTC pays $240,000 to first whistleblower

By AuthorRichard L. Cassin | DateWednesday, May 21, 2014 at 6:28AM

The acting chairman of the U.S. Commodity Futures Trading Commission (CFTC) said Tuesday the agency will make its first award to a whistleblower under the program created by the Dodd-Frank Act of 2010.

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Wednesday
Aug072013

‘The majority of compliance officers wouldn't take such risks’

By AuthorMichael Scher | DateWednesday, August 7, 2013 at 2:08AM

A compliance professional working in China posed this question: What is the role of a compliance professional?

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