Bank of New York Mellon Corp. said the SEC has recommended an enforcement action for possible FCPA violations related to the bank's dealings with sovereign wealth funds.
Entries in JP Morgan Chase (12)
Job Title: Compliance Officer - AML Investigations
Employer: JPMorgan Chase & Co.
Location: San Antonio, Texas
JP Morgan’s controversial “Sons and Daughters” hiring program is still under the microscope, most recently in a New York Times article that said the practice was an open secret among employees.
Job Title: Global Sanctions Compliance (GSC) VP / Compliance Manager
Employer: JPMorgan Chase
Location: New York, NY
JP Morgan Chase reached a tentative deal with the DOJ this weekend to settle a slew of past transgressions for $13 billion.
Suddenly there's lots of buzz about China's princelings -- the children of top officials who enjoy vast privileges in education, work, and business.
The SEC's associate director of enforcement, Stephen L. Cohen, left, had some great things to say when he spoke this week at the SCCE Annual Conference in Washington D.C.
The SEC is investigating whether JP Morgan Chase violated the FCPA by hiring two children of Chinese officials to win business.