UBS has placed two employees on a leave of absence, including its top capital markets banker in Asia, while the Swiss bank investigates the hiring of the daughter of a potential Chinese corporate client.
Entries in Jamie Dimon (4)
The FCPA Blog wanted to explore the idea of the dual-hatted compliance officer -- the one who occupies both the general counsel and chief compliance officer roles in a company. We talked with the former SEC Chairman and now Kalorama Partners CEO, Harvey Pitt. The conversation turned into a thoughtful exchange about what it means to be an independent and effective CCO in any industry today. Executive editor Julie DiMauro asked the questions for the FCPA Blog.