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Thomas Fox Contributing Editor

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Shruti J. Shah Contributing Editor

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FCPA Blog Daily News

Entries in James J. Ruehlen (10)

Wednesday
Oct012014

Enforcement report for Q3 2014

During the third calendar quarter, there was one corporate settlement of an FCPA enforcement action and two individual resolutions. (The third quarter last year was less active, with no corporate resolutions.)

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Thursday
Jul032014

No penalties for Noble execs in SEC settlement

A former and a current executive of Noble Corporation settled with the SEC without paying any penalties, according to a stipulation filed with the federal district court in Houston Wednesday.

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Wednesday
Jul022014

Ruehlen, Jackson settle with SEC

A docket entry from July 1 for the U.S. federal district court in Houston said all deadlines in the SEC's civil FCPA enforcement action against two former Noble executives have been vacated "pending final settlement documents."

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Tuesday
Jun172014

In SEC v. Jackson and Ruehlen, judge denies everyone's motions

Federal district judge Keith B. Ellison denied motions for summary judgments filed by the SEC, and by former Noble executives Mark Jackson and James Ruehlen.

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Tuesday
May062014

Are Administrative Proceedings the New Civil Complaints?

Click to enlargeAt ACI's annual FCPA Conference last November, SEC FCPA Unit Chief Kara N. Brockmeyer disclosed that the SEC expects to rely more frequently on administrative proceedings (as opposed to more traditional civil court actions) to resolve FCPA-related enforcement matters.

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Monday
Mar312014

SEC ‘streamlines’ case against Noble execs

As first reported last week by Sam Rubenfeld of the Wall Street Journal, the SEC dropped internal controls charges in a civil FCPA action against a current and a former executive at Noble Corporation in order to “streamline the presentation” of the case.

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Thursday
Dec132012

Great guidance from the bench: 'The FCPA casts a wide net'

In his 61-page ruling this week allowing the SEC's suit against two former Noble executives to go forward, federal district judge Keith P. Ellison provided some excellent 'guidance' about the FCPA.

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Wednesday
Dec122012

SEC case against Noble execs survives motion to dismiss

The SEC got the green light this week from a federal judge to charge two former Noble executives with FCPA-related offenses they committed after February 2007.

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Wednesday
May092012

Noble Execs Fight SEC Charges

As reported today by Mike Koehler, two executives from oil services firm Noble Corporation filed motions to dismiss complaints brought against them in February by the Securities and Exchange Commission that alleged they bribed officials in Nigeria in exchange for illegal import permits for drilling rigs.

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Friday
Feb242012

Noble Execs Charged By SEC

Three executives from oil services firm Noble Corporation were charged today by the Securities and Exchange Commission with bribing officials in Nigeria in exchange for illegal import permits for drilling rigs.

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