Richard L. Cassin Publisher and Editor
Andy Spalding Senior Editor
Jessica Tillipman Senior Editor
Elizabeth K. Spahn Editor Emeritus
Cody Worthington Contributing Editor
Julie DiMauro Contributing Editor
Thomas Fox Contributing Editor
Marc Alain Bohn Contributing Editor
Bill Waite Contributing Editor
Shruti J. Shah Contributing Editor
Russell A. Stamets Contributing Editor
Richard Bistrong Contributing Editor
Eric Carlson Contributing Editor
Bill Steinman Contributing Editor
Aarti Maharaj Contributing Editor
Richard L. Cassin | Wednesday, February 14, 2018 at 9:28AM 
Banking giant Credit Suisse Group AG said Wednesday the DOJ and SEC are investigating its hiring practices in the Asia Pacific region.
Richard L. Cassin | Wednesday, October 4, 2017 at 8:28AM 
Wall Street's independent regulator banned a former Goldman Sachs banker linked to a Malaysia sovereign wealth fund that was allegedly looted, after he said he wouldn't cooperate with the regulator's investigation.
1MDB, FINRA, Goldman Sachs, Tim Leissner |
Richard L. Cassin | Friday, March 10, 2017 at 7:08AM 
A former executive of BP Singapore was charged Thursday with taking about $4.3 million in bribes from a local businessman.
1MDB, Corruption Perceptions Index, Goldman Sachs, Singapore |
Thomas Fox | Thursday, January 19, 2017 at 12:56PM 
Jay Rosen wondered in December if companies would be more inclined to resolve outstanding enforcement actions under the outgoing Obama administration or wait to see what might happen under a Trump administration. The answer is now clear.
Goldman Sachs, Rolls Royce, Takada, Volkswagen, Walmart |
Richard L. Cassin | Monday, December 5, 2016 at 8:18AM 
Singapore authorities are banning the former director of Goldman Sachs in Singapore for ten years for his role in the 1MDB scandal.
Richard L. Cassin | Monday, March 21, 2016 at 8:02AM 
A former Goldman Sachs Group Inc. compliance employee settled an SEC complaint Wednesday that accused him of using confidential data from emails for trades in at least four takeover targets.
Richard L. Cassin | Wednesday, February 24, 2016 at 10:28AM 
HSBC Holdings said in an earnings release Monday that the SEC is investigating the bank's hiring practices in Asia.
BNY Mellon, Citigroup, Credit Suisse, Goldman Sachs, HSBC Holdings Plc, Hiring, JPMorgan, Morgan Stanley, UBS AG |
Julie DiMauro | Wednesday, December 2, 2015 at 10:28AM 
Reports of trainee bankers cheating on internal exams at JP Morgan's New York office and at Goldman Sachs in London and New York point to the need to prepare for a future in which training and compliance are merged.
FINRA, Goldman Sachs, JPMorgan Chase, Prometric, Training, Transamerica |
Richard L. Cassin | Friday, October 23, 2015 at 9:28AM 
About a dozen trainees in JP Morgan's New York office were fired after they were caught cheating on a "basic" math test.
Goldman Sachs, jJPMorgan |
Richard L. Cassin | Tuesday, August 18, 2015 at 12:08PM 
The Securities and Exchange Commission Tuesday said BNY Mellon agreed to pay $14.8 million to settle charges that it violated the Foreign Corrupt Practices Act by providing valuable student internships to family members of foreign government officials affiliated with a Middle Eastern sovereign wealth fund.
Richard L. Cassin | Tuesday, May 19, 2015 at 7:18AM 
In a securities filing this month, Bank of New York Mellon Corp. said it received a subpoena from the SEC asking about job offers to government officials and internships awarded to their family members.
Richard L. Cassin | Wednesday, January 28, 2015 at 7:28AM 
Bank of New York Mellon Corp. said the SEC has recommended an enforcement action for possible FCPA violations related to the bank's dealings with sovereign wealth funds.