Richard L. Cassin Publisher and Editor
Andy Spalding Senior Editor
Jessica Tillipman Senior Editor
Elizabeth K. Spahn Editor Emeritus
Cody Worthington Contributing Editor
Julie DiMauro Contributing Editor
Thomas Fox Contributing Editor
Marc Alain Bohn Contributing Editor
Bill Waite Contributing Editor
Shruti J. Shah Contributing Editor
Russell A. Stamets Contributing Editor
Richard Bistrong Contributing Editor
Eric Carlson Contributing Editor
Bill Steinman Contributing Editor
Aarti Maharaj Contributing Editor
Rahul Rose and Sue Hawley | Thursday, June 22, 2017 at 8:22AM 
Until the SFO announced its charges against Barclays, not a single UK bank or individual had faced criminal prosecution for their role in the financial crisis of 2008.
Richard L. Cassin | Tuesday, June 20, 2017 at 7:18AM 
The UK Serious Fraud Office brought criminal charges Tuesday against Barclays Plc and four individuals for offenses allegedly committed when the bank sought huge loans from sources in Qatar during the 2008 financial crisis.
Richard L. Cassin | Thursday, June 8, 2017 at 9:08AM 
Britain's market regulator charged a former UBS Group AG compliance officer with five counts of insider trading.
Financial Conduct Authority, Insider Trading, UBS AG |
Richard L. Cassin | Monday, December 12, 2016 at 8:28AM 
The DOJ said Friday it has created a new position for a lawyer who'll be seconded to the UK for two years to collaborate on financial fraud and foreign bribery cases.
Richard L. Cassin | Thursday, October 13, 2016 at 8:22AM 
The UK Financial Conduct Authority Wednesday sanctioned Sonali Bank (UK) Limited and its former compliance officer after years of serious anti-money laundering system failures.
Richard L. Cassin | Thursday, August 18, 2016 at 9:28AM 
The UK Financial Conduct Authority issued a warning Monday about a cloned firm using Morgan Stanley's name and London address to take money from victims.
Richard L. Cassin | Friday, June 24, 2016 at 8:22AM 
The job of the UK's top financial regulator includes enforcing requirements to designate compliance officers with defined professional roles and duties.
Richard L. Cassin | Tuesday, May 10, 2016 at 9:28AM 
Two related UK banks said in separate U.S. securities filings that the UK's top financial regulator has asked for information about any relationship the banks had with the Panama law firm at the center of the Panama Papers leak or with any individuals named in media coverage about the story.
Richard L. Cassin | Monday, March 7, 2016 at 8:28AM 
The UK Financial Conduct Authority Wednesday banned a former trader at Deutsche Bank AG from the UK financial services industry for "lacking honesty and integrity" following his guilty plea for fraud in the United States.
Richard L. Cassin | Monday, November 30, 2015 at 9:28AM 
The UK Financial Conduct Authority fined Barclays Bank £72 million ($108 million) Thursday for rushing to serve rich politically exposed persons and keeping their deal secret.
Richard L. Cassin | Wednesday, October 7, 2015 at 10:38AM 
The Financial Conduct Authority released new rules Tuesday for the UK banking and insurance sector to protect whistleblowers and encourage them to come forward.
Richard L. Cassin | Wednesday, April 22, 2015 at 9:56AM 
The UK Financial Conduct Authority on Wednesday fined Merrill Lynch International £13,285,900 ($19.8 million) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and November 2014.