Richard L. Cassin Publisher and Editor
Andy Spalding Senior Editor
Jessica Tillipman Senior Editor
Elizabeth K. Spahn Editor Emeritus
Cody Worthington Contributing Editor
Julie DiMauro Contributing Editor
Thomas Fox Contributing Editor
Marc Alain Bohn Contributing Editor
Bill Waite Contributing Editor
Shruti J. Shah Contributing Editor
Russell A. Stamets Contributing Editor
Richard Bistrong Contributing Editor
Eric Carlson Contributing Editor
Bill Steinman Contributing Editor
Aarti Maharaj Contributing Editor
Richard L. Cassin | Wednesday, January 24, 2018 at 8:08AM 
Yes, it should set out rules to follow. Here’s the company position about conflicts of interest. About giving and receiving gifts. About political contributions. And so on.
Code of Conduct |
Staff Writers | Wednesday, February 12, 2014 at 2:08AM 
Here's the latest FCPA disclosure from oil field services firm Halliburton Company from its Form 10-K filed with the SEC on February 7:
Angola, Code of Conduct, Customs, Halliburton, Immigration, Iraq, Subpoena, Whistleblower, agent, conflict of interest |
Keith T. Darcy | Monday, October 7, 2013 at 3:28AM 
Michael Scher's post, The real code of conduct nobody mentions, brought this to mind.
Michael Scher | Tuesday, October 1, 2013 at 4:18AM 
We've been talking about codes of conduct for compliance officers. But let's face it. At too many companies, the true code is simple: Please Your Boss. The conflict resolution principle is Go Along to Get Along. In practice, at these companies compliance is subservient to the power and prerogatives of top management.
Michael Scher | Monday, September 30, 2013 at 3:28AM 
The discussion of a Code for Compliance Officers highlights some of the strengths and weaknesses of the compliance profession.
Board of Advisors, Code of Conduct, SCCE, ehtics |
Michael Scher | Wednesday, August 7, 2013 at 2:08AM 
A compliance professional working in China posed this question: What is the role of a compliance professional?