The U.S. Commodity Futures Trading Commission is asking for public comments about proposed amendments to the agency's whistleblower rules.
Entries in CFTC (10)
The U.S. Commodity Futures Trading Commission (CFTC) announced an award of about $50,000 to a whistleblower for original information that led to a successful CFTC enforcement action.
The U.S. Commodity Futures Trading Commission awarded more than $10 million to a whistleblower last week who provided key original information that led to a successful CFTC enforcement action.
Job Title: Compliance Director
Employer: Cargill / Black River Asset Management
Location: Hopkins, Minnesota (USA)
U.S. banking regulators have ordered Deutsche Bank AG to improve its compliance systems and risk controls, the Wall Street Journal reported on Thursday.
As readers of the FCPA Blog know, the Dodd-Frank Act in 2010 created whistleblower bounty programs in both the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC).
The acting chairman of the U.S. Commodity Futures Trading Commission (CFTC) said Tuesday the agency will make its first award to a whistleblower under the program created by the Dodd-Frank Act of 2010.
On January 22, the ABA will host a panel discussion with the directors of three federal whistleblower programs: the SEC, CFTC and IRS. The program will provide an overview of the whistleblower programs and address hypothetical ethical situations often faced by whistleblowers and their attorneys.
The Department of Justice (DOJ) Commodities Futures Trading Commission (CFTC) and Financial Services Authority (FSA) in the UK settled charges on Monday with the Royal Bank of Scotland (RBS) for manipulating the Japanese Yen London Interbank Offered Rate (LIBOR) and for felony wire fraud.