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Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

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Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

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Richard Bistrong Contributing Editor 

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FCPA Blog Daily News

Entries in Brown Brothers Harriman (2)

Monday
Apr212014

Treasury may hit compliance officer with $5 million fine

The U.S. Treasury Department has notified a former compliance chief at MoneyGram International Inc. that he may face a fine of up to $5 million over the money-transfer company's previously admitted failures to monitor transactions properly for illicit activity.

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Friday
Feb072014

FINRA suspends compliance officer, levies highest-ever company AML fine 

The U.S. Financial Industry Regulatory Authority suspended a former AML compliance officer for Brown Brothers Harriman and assessed a record $8 million fine against the firm for its anti-money laundering failures.

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