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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in BNY Mellon (11)

Monday
Feb272017

Feds investigate Citigroup for ‘princeling’ hiring practices

Citigroup Inc. said Friday it is being investigated for hiring practices that might violate the FCPA.

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Wednesday
Jan112017

Memo to movie makers: Film roles can be something ‘of value’ 

In the fall of 2013, the FCPA Blog published my series Cameo Corruption, which focused on the potential use of film roles as something “of value” that could be improperly offered to influence foreign officials.

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Wednesday
Feb242016

HSBC: SEC investigating Asia hiring practices

HSBC Holdings said in an earnings release Monday that the SEC is investigating the bank's hiring practices in Asia.

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Monday
Jan042016

Eight stories from 2015 that moved the needle

It was a year of the broken windows enforcement policy, when the SEC and DOJ brought small enforcement actions but no blockbusters. But there was still plenty to talk about in 2015.

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Monday
Oct262015

Joseph Spinelli: FCPA enforcement takes aim at financial services 

This summer the SEC charged BNY Mellon with violating the FCPA by providing highly sought-after student internships to family members of foreign government officials who were directly affiliated with a Middle Eastern sovereign wealth fund. The enforcement action is a clear harbinger of what's to come.

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Thursday
Oct012015

FCPA enforcement report for Q3 2015

During the third calendar quarter, there were five corporate FCPA enforcement actions and one individual resolution.

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Monday
Aug242015

How to hire a princeling: Six rules anyone can follow

Last week BNY Mellon agreed to pay the SEC $14.8 million to settle charges that it violated the Foreign Corrupt Practices Act by awarding student internships to kids of officials connected with a sovereign wealth fund in the Middle East.

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Tuesday
Aug182015

BNY Mellon pays $15 million in FCPA settlement for internship hiring practices

The Securities and Exchange Commission Tuesday said BNY Mellon agreed to pay $14.8 million to settle charges that it violated the Foreign Corrupt Practices Act by providing valuable student internships to family members of foreign government officials affiliated with a Middle Eastern sovereign wealth fund.

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Wednesday
Apr152015

UK fines BNY Mellon £126 million for custody compliance failures

The Financial Conduct Authority Tuesday fined two Bank of New York Mellon units a total of £126 million ($185 million) for failing to comply with the FCA custody rules for the safe-keeping of client money.

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Wednesday
Jan282015

SEC recommends FCPA charges against BNY Mellon for sovereign wealth fund practices

Bank of New York Mellon Corp. said the SEC has recommended an enforcement action for possible FCPA violations related to the bank's dealings with sovereign wealth funds.

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Wednesday
Jan142015

Job: Chief Compliance Officer (BNY Mellon, NYC)

Job Title: Chief Compliance Officer

Employer: BNY Mellon

Location: New York, NY

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